Author Box
Articles Categories
All Categories
Articles Resources

Mutual Fund Filings Are Made Easy!

July 11, 2012 | Comments: 0 | Views: 233

If you are running a mutual fund organization, it is mandatory that you understand certain regulations that the fund is subject to. SEC, the US Securities and Exchange Commission governs mutual funds to ensure safe investments. For this reason, all the companies are required to make filings with the SEC so that the holdings of funds are publicly available. This way investors would be able to get what they paid for. Also, this mutual fund filings with the SEC has several other advantages such as liquidity and audited track records. All these ensure that investors are dealing in safe investments.

If you are running a mutual fund organization, you need to make filings with SEC. That much is clear. However, not all companies are acquainted with legal and financial procedures. In such a case, it is better to consult a professional who will make the filings on your behalf.

These intermediaries would require certain details relating to the mutual fund. Once you provide them, the filings are made on your behalf adhering to SEC rules and regulations and you can heave a sigh of relief. These details include forms such as Forms N-1A, N-2, N-3, N-4, 10-17G and 497 filings among others. The details thus offered by you will be processed by the company and filed with the SEC. They would then be publicly available to ensure safe investments.

If a person who wants to take a look at your mutual fund prospectus, he can go to the SEC official website and enter the name of the fund and hit "Find Funds". Related search results will be displayed - the details you submitted as approved by the SEC will appear for public view.

This is the process. If you are not sure whom to approach in order to get the mutual filings done, don't worry. Help is round the corner. SEC compliance is a full service EDGAR filing agent with the SEC. EDGAR stands for Electronic Data Gathering, Analysis and Retrieval system - the process of converting data into electronic format. Companies that are required to file forms with the SEC are now required to file them in EDGAR format. SEC Compliance assists you with EDGARization, XBRL, mutual fund filings and so on. Here, dedicated account managers are available round the clock for processing your forms. Once you submit your details, the forms would be processed and on approval by SEC, made available for public view.

Mutual fund filing was never easier, was it!

Edgar Filing Agent

Source: EzineArticles
Was this Helpful ?

Rate this Article

Article Tags:

Edgar Filing Agent


Edgarization Services


Sec Compliance


Edgar Services

In India, employment opportunities are set to grow by a good margin in the coming year, a phase which was started in the turn of the second decade of the 21st century. organisation, candidates with

By: Sarkariexam l Business > Careers Employment l April 01, 2013 lViews: 11713

Sometimes it is amazing to see that certain jobs can precipitate huge turnouts in the recruitment drives. It is as if thousands of people were waiting for the vacancy advertisements and the moment

By: Sarkariexam l Business > Careers Employment l December 30, 2012 lViews: 690

In recent times, jobs in healthcare segments have grown tremendously. It is anticipated that this growth curve will continue for the times to come. Various factors are responsible for this

By: Sarkariexam l Business > Career Advice l December 27, 2012 lViews: 449

Are you in a dilemma whether to choose web based CRM or not? If yes, don’t worry. You aren’t the sole person having this doubt.There are numerous firms trying to make out whether investing in a

By: Reneta Vasileva l Business > Customer Service l December 23, 2012 lViews: 410

If you think about it you will realize the fact that each business has its own set of risks that are involved in it.The trade secrets that you have and the information related to the business is what

By: brumbrum1 l Business > Risk Management l December 23, 2012 lViews: 264

As the time is changing, concierge management services are now growing despite the slowing economies of the world. The main reason of it is the need that is highly specific to the people who like to

By: willsmith10 l Business > Management l December 23, 2012 lViews: 334

Controlling our speech may be the most difficult discipline. To be able to control what one says in the negotiation process reveals strength and poise.

By: Rhett S Kniepl Business > Small Businessl July 12, 2012 lViews: 239

It's amazing how when things get super busy and we try to speed up, Murphy's Law or nature in general takes over with things to slow us down - whether we get sick, overwhelmed, or just mess things up

By: Sandra Martinil Business > Small Businessl July 11, 2012 lViews: 220

As a small business owner, you need to make the best of your limited resources. And your website is one of them. Are you dependent on some third party to make your updates and resolve your issues?

By: Pragati Bidkarl Business > Small Businessl July 11, 2012 lViews: 196

Sometimes waiting for an email response from the IRS is too much. You can log in and check your File Status at any time of the day or night. The steps for checking the file status are in this article.

By: Erich J Ruthl Business > Small Businessl July 09, 2012 lViews: 212

Copy B of most of the 1098, 1099, 3921, 3922 Forms must be distributed to the recipient by the end of January (31st). Sometimes the due date falls on the 1st or 2nd of February, but the end of

By: Erich J Ruthl Business > Small Businessl July 09, 2012 lViews: 203

Have you ever driven across town to save a dime a gallon on a fill up of gasoline? I have, and it just does not pay. If you fill the tank and your tank holds fifteen gallons, then you have saved a

By: Randal Robertsl Business > Small Businessl July 07, 2012 lViews: 218

Discuss this Article

comments powered by Disqus